| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| MOELIS KENNETH | Executive Chairman, Director | 399 PARK AVE, NEW YORK | /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis | 11 Feb 2026 | 0001604686 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MC | 2022 Performance LP Units of MCGEH (Granted Feb 16, 2023) | Award | $0 | +4,441 | +4.8% | $0.000000 | 96,531 | 09 Feb 2026 | Class A Common Stock | 4,441 | Direct | F1, F2, F3, F4 | |
| transaction | MC | 2024 Vested LP Units of MCGEH (Granted February 13, 2025) | Award | $0 | +198,291 | $0.000000 | 198,291 | 09 Feb 2026 | Class A Common Stock | 198,291 | Direct | F1, F5 | ||
| transaction | MC | 2024 LP Units of MCGEH (Granted February 13, 2025) | Award | $0 | +318,796 | $0.000000 | 318,796 | 09 Feb 2026 | Class A Common Stock | 318,796 | Direct | F1, F6 |
| Id | Content |
|---|---|
| F1 | Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. |
| F2 | Reflects dividend equivalents on a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2023 in connection with the compensation for the 2022 fiscal year, which are subject to the performance and time-based vesting requirements described below. These dividend equivalents LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuer's Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the performance and time-based vesting requirements described below. |
| F3 | Amount reflects 4,441.34 Performance LP Units in dividend equivalents previously granted and included in the Book Up in February of 2026. |
| F4 | These Performance LP Units are subject to three conditions in order to vest: (i) a Book-Up, (ii) certain performance conditions based on meeting or exceeding specified dividend adjusted stock price hurdles and (iii) a five year service vesting condition. The target amount of Performance LP Units (and related dividend equivalents) satisfy the time-vesting requirement in equal installments on each of February 16, 2026, 2027 and 2028 and Performance LP Units in excess of the target Performance LP Units (and related dividend equivalents) satisfy the time -vesting requirement on February 16, 2028. The redemption rights described herein do not expire. |
| F5 | On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. |
| F6 | On February 13, 2025, the Reporting Person was granted a profits interest retention award in the form of LP Units (the "2024 LP Units"), which was perviously reported on Form 8-K on February 10, 2025. The 2024 LP Units vest 100% on February 13, 2029. These 2024 LP units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the fifth anniversary of the grant date (February 2030) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. |