William Yeung - 23 Oct 2025 Form 4 Insider Report for Energy Recovery, Inc. (ERII)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Oct 2025, 17:28:52 UTC
Prior SEC filing
22 Oct 2025
Next SEC filing
03 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ William Yeung

Key filing fact

William Yeung filed Form 4 for Energy Recovery, Inc. (ERII) on 27 Oct 2025.

Key facts

  • This page summarizes William Yeung's Form 4 filing for Energy Recovery, Inc. (ERII).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 27 Oct 2025, 17:28.

Change

  • Previous filing in this sequence was filed on 22 Oct 2025.
  • Current net transaction value: -$226,799.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001677876 Primary reporting owner

Yeung William

Relationship
Chief Legal Officer
Address
C/O ENERGY RECOVERY, INC., 1717 DOOLITTLE DRIVE, SAN LEANDRO
Signature
/s/ William Yeung
Signature date
27 Oct 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ERII transaction

Common Stock

Options Exercise

Transaction value
$26,475
Shares
+3,530
Change %
+3.6%
Price
$7.50
Shares after
100,899
Date
23 Oct 2025
Ownership
Direct
ERII transaction

Common Stock

Sale

Transaction value
$61,775
Shares
-3,530
Change %
-3.5%
Price
$17.50
Shares after
97,369
Date
23 Oct 2025
Ownership
Direct
Footnotes
F1
ERII transaction

Common Stock

Options Exercise

Transaction value
$57,451
Shares
+5,638
Change %
+5.8%
Price
$10.19
Shares after
103,007
Date
24 Oct 2025
Ownership
Direct
ERII transaction

Common Stock

Sale

Transaction value
$101,484
Shares
-5,638
Change %
-5.5%
Price
$18.00
Shares after
97,369
Date
24 Oct 2025
Ownership
Direct
Footnotes
F1
ERII transaction

Common Stock

Options Exercise

Transaction value
$26,475
Shares
+3,530
Change %
+3.6%
Price
$7.50
Shares after
100,899
Date
24 Oct 2025
Ownership
Direct
ERII transaction

Common Stock

Sale

Transaction value
$63,540
Shares
-3,530
Change %
-3.5%
Price
$18.00
Shares after
97,369
Date
24 Oct 2025
Ownership
Direct
Footnotes
F1
ERII holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,568
Date
23 Oct 2025
Ownership
Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ERII transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$26,475
Shares
-3,530
Change %
-17%
Price
$7.50
Shares after
17,650
Date
23 Oct 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,530
Exercise price
$7.50
Footnotes
F2
ERII transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$57,451
Shares
-5,638
Change %
-26%
Price
$10.19
Shares after
16,229
Date
24 Oct 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,638
Exercise price
$10.19
Footnotes
F3
ERII transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$26,475
Shares
-3,530
Change %
-20%
Price
$7.50
Shares after
14,120
Date
24 Oct 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,530
Exercise price
$7.50
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Footnote F2

This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.

Footnote F3

25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

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