-
Signature
-
/s/ William Yeung
-
Issuer symbol
-
ERII
-
Transactions as of
-
20 Oct 2025
-
Net transactions value
-
-$60,010
-
Form type
-
4
-
Filing time
-
22 Oct 2025, 18:09:27 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Yeung William |
Chief Legal Officer |
C/O ENERGY RECOVERY, INC., 1717 DOOLITTLE DRIVE, SAN LEANDRO |
/s/ William Yeung |
22 Oct 2025 |
0001677876 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ERII |
Common Stock |
Options Exercise |
$26,475 |
+3,530 |
+3.6% |
$7.50 |
100,899 |
20 Oct 2025 |
Direct |
|
| transaction |
ERII |
Common Stock |
Sale |
$60,010 |
-3,530 |
-3.5% |
$17.00 |
97,369 |
20 Oct 2025 |
Direct |
F1 |
| holding |
ERII |
Common Stock |
|
|
|
|
|
5,568 |
20 Oct 2025 |
Spouse |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ERII |
Employee Stock Option (Right to Buy) |
Options Exercise |
$26,475 |
-3,530 |
-14% |
$7.50 |
21,180 |
20 Oct 2025 |
Common Stock |
3,530 |
$7.50 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: