Key facts
- This page summarizes Frederick William Caple's Form 4 filing for SPLASH BEVERAGE GROUP, INC. (SBEV).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 20 Oct 2025, 16:15.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Award
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Award
Additional SEC filing notes
Footnote F1
The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested.
Footnote F2
The stock options shall be exercisable for a 3-year period, and shall vest as follows: 75,000 immediately (125,000 already vested) and 50,000 per quarter for the next 8 quarters.
Footnote F3
Gives effect to a reverse stock split of 1-for-40 effective March 27, 2025.
Footnote F4
SNS Universal Solutions LLC is an entity which the Reporting Person controls.