Frederick William Caple - May 1, 2023 Form 4 Insider Report for SPLASH BEVERAGE GROUP, INC. (SBEV)

Role
Director
Signature
/s/ Frederick William Caple
Stock symbol
SBEV
Transactions as of
May 1, 2023
Transactions value $
$0
Form type
4
Date filed
5/19/2023, 02:06 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBEV Stock options Award $0 +125K $0.00 125K May 1, 2023 Common stock 125K $1.26 By SNS Universal Solutions, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options are being issued in connection with serving on the board of directors of SBEV, pursuant to the 2020 Long-Term Incentive Compensation Plan. 10,417 options will vest on the 1st day of each month starting June 2023 until January 2024 and 10,416 options will vest on the 1st day of each month starting February 2024 until May 2024.
F2 The Stock Options are issued to SNS Universal Solutions, LLC of which Frederick William Caple is the principle.