Bradley K. Serwin - 03 Oct 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Reporting relationship: General Counsel
Issuer ticker: COMP
Reported as of: 03 Oct 2025
Net transaction value: -$349,249
SEC form: 4
Accepted by SEC: 06 Oct 2025, 17:32:03 UTC
Prior SEC filing: 05 Sep 2025
Next SEC filing: 13 Nov 2025
Source filing: View source filing
Reporting owner signature: /s/ Bradley K. Serwin

Key filing fact

Bradley K. Serwin filed Form 4 for Compass, Inc. (COMP) on 06 Oct 2025.

Key facts

This page summarizes Bradley K. Serwin's Form 4 filing for Compass, Inc. (COMP).
6 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 06 Oct 2025, 17:32.

Change

Previous filing in this sequence was filed on 05 Sep 2025.
Current net transaction value: -$349,249.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001314040 Primary reporting owner

Serwin Bradley K

Relationship: General Counsel
Address: C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK
Signature: /s/ Bradley K. Serwin
Signature date: 06 Oct 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COMP transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +87,832
Change %: +32%
Price: $0.000000
Shares after: 360,997
Date: 03 Oct 2025
Ownership: Direct
Footnotes: F1

COMP transaction

Class A Common Stock

Tax liability

Transaction value: $349,249
Shares: -44,604
Change %: -12%
Price: $7.83
Shares after: 316,393
Date: 03 Oct 2025
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

COMP transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -14,758
Change %: -33%
Price: $0.000000
Shares after: 29,516
Date: 03 Oct 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 14,758
Exercise price
Footnotes: F1, F3

COMP transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -27,482
Change %: -33%
Price: $0.000000
Shares after: 54,965
Date: 03 Oct 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 27,482
Exercise price
Footnotes: F1, F3

COMP transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -33,786
Change %: -33%
Price: $0.000000
Shares after: 67,574
Date: 03 Oct 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 33,786
Exercise price
Footnotes: F1, F3

COMP transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -11,806
Change %: -6.7%
Price: $0.000000
Shares after: 165,290
Date: 03 Oct 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,806
Exercise price
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Footnote F2

Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Footnote F3

The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Footnote F4

The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.