Kenneth I. Denos - 16 Sep 2025 Form 4/A - Amendment Insider Report for EQUUS TOTAL RETURN, INC. (EQS)

Reporting relationship: Secretary, Director
Issuer ticker: EQS
Reported as of: 16 Sep 2025
Net transaction value: +$167,771
SEC form: 4/A - Amendment
Accepted by SEC: 30 Sep 2025, 17:13:56 UTC
Original report date: 16 Sep 2025
Prior SEC filing: 09 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Kenneth I. Denos

Key filing fact

Kenneth I. Denos filed Form 4/A - Amendment for EQUUS TOTAL RETURN, INC. (EQS) on 30 Sep 2025.

Key facts

This page summarizes Kenneth I. Denos's Form 4/A - Amendment filing for EQUUS TOTAL RETURN, INC. (EQS).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 30 Sep 2025, 17:13.

Change

Previous filing in this sequence was filed on 09 Feb 2023.
Current net transaction value: +$167,771.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001322410 Primary reporting owner

Denos Kenneth I

Relationship: Secretary, Director
Address: 700 LOUISIANA STREET 41ST FLOOR, HOUSTON
Signature: /s/ Kenneth I. Denos
Signature date: 30 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EQS transaction

Common

Award

Transaction value: $167,771
Shares: +66,841
Change %: +25%
Price: $2.51
Shares after: 332,595
Date: 16 Sep 2025
Ownership: I
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentative Plan.

Footnote F2

Includes 250,000 shares held directly by Acadia Law Group. P.C., a Utah professional corporation beneficially owned controlled by the Reporting person who has authority to execute the same on behalf of Acadia Law Group, P.C.