Keri Davis - 19 Sep 2025 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Reporting relationship: CFO
Issuer ticker: GECC
Reported as of: 19 Sep 2025
Net transaction value: -$31,147
SEC form: 4
Accepted by SEC: 23 Sep 2025, 21:53:42 UTC
Prior SEC filing: 27 Sep 2024
Source filing: View source filing
Reporting owner signature: /s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Keri Davis filed Form 4 for Great Elm Capital Corp. (GECC) on 23 Sep 2025.

Key facts

This page summarizes Keri Davis's Form 4 filing for Great Elm Capital Corp. (GECC).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 23 Sep 2025, 21:53.

Change

Previous filing in this sequence was filed on 27 Sep 2024.
Current net transaction value: -$31,147.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001770670 Primary reporting owner

Davis Keri

Relationship: CFO
Address: C/O GREAT ELM CAPITAL CORP., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Signature date: 23 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GECC transaction

Common Stock

Award

Transaction value: $0
Shares: +3,820
Change %: +20%
Price: $0.000000
Shares after: 23,212
Date: 19 Sep 2025
Ownership: Direct
Footnotes: F1

GECC transaction

Common Stock

Award

Transaction value: $0
Shares: +1,406
Change %: +6.1%
Price: $0.000000
Shares after: 24,618
Date: 19 Sep 2025
Ownership: Direct
Footnotes: F2

GECC transaction

Common Stock

Tax liability

Transaction value: $31,147
Shares: -2,725
Change %: -11%
Price: $11.43
Shares after: 21,893
Date: 23 Sep 2025
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 3,820 shares of common stock of GECC as equity compensation for her position at GECM, 955 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECM.

Footnote F2

Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates.

Footnote F3

Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.