Keri Davis - Sep 20, 2024 Form 4/A - Amendment Insider Report for Great Elm Capital Corp. (GECC)

Role
CFO
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Stock symbol
GECC
Transactions as of
Sep 20, 2024
Transactions value $
$0
Form type
4/A - Amendment
Date filed
9/27/2024, 07:26 PM
Date Of Original Report
Sep 24, 2024
Previous filing
Sep 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $0 +647 +3.49% $0.00 19.2K Sep 20, 2024 Direct F1, F2
transaction GECC Common Stock Other $0 +213 +1.11% $0.00 19.4K Sep 24, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of Great Elm Capital Corp. acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates.
F2 This amendment is being filed to correct information pertaining to the date of the acquisition and the amount of securities acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates.