Adam M. Kleinman - 19 Sep 2025 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
23 Sep 2025, 21:52:43 UTC
Prior SEC filing
27 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Adam M. Kleinman

Key filing fact

Adam M. Kleinman filed Form 4 for Great Elm Group, Inc. (GEG) on 23 Sep 2025.

Key facts

  • This page summarizes Adam M. Kleinman's Form 4 filing for Great Elm Group, Inc. (GEG).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Sep 2025, 21:52.

Change

  • Previous filing in this sequence was filed on 27 Sep 2024.
  • Current net transaction value: -$51,276.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001715823 Primary reporting owner

Kleinman Adam M

Relationship
President
Address
C/O GREAT ELM GROUP, INC., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature
/s/ Adam M. Kleinman
Signature date
23 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GEG transaction

Common Stock

Award

Transaction value
$0
Shares
+22,977
Change %
+4%
Price
$0.000000
Shares after
603,707
Date
19 Sep 2025
Ownership
Direct
Footnotes
F1
GEG transaction

Common Stock

Tax liability

Transaction value
$51,276
Shares
-18,313
Change %
-3%
Price
$2.80
Shares after
585,394
Date
23 Sep 2025
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Mr. Kleinman was awarded 22,977 shares of restricted stock, one-quarter of which vested on the grant date, September 19, 2025, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2028, contingent on continued employment by Great Elm Group, Inc.

Footnote F2

Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.

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