Thomas M. Burns - 19 Sep 2025 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
23 Sep 2025, 17:32:22 UTC
Prior SEC filing
21 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas M. Burns

Key filing fact

Thomas M. Burns filed Form 4 for XOMA Royalty Corp (XOMA) on 23 Sep 2025.

Key facts

  • This page summarizes Thomas M. Burns's Form 4 filing for XOMA Royalty Corp (XOMA).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 23 Sep 2025, 17:32.

Change

  • Previous filing in this sequence was filed on 21 May 2025.
  • Current net transaction value: -$155,820.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001638479 Primary reporting owner

BURNS THOMAS M.

Relationship
SVP, Finance & CFO
Address
C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE
Signature
/s/ Thomas M. Burns
Signature date
23 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

XOMA transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+11,846
Change %
+53%
Price
$0.000000
Shares after
34,409
Date
19 Sep 2025
Ownership
Direct
XOMA transaction

Common Stock

Sale

Transaction value
$154,714
Shares
-4,300
Change %
-12%
Price
$35.98
Shares after
30,109
Date
22 Sep 2025
Ownership
Direct
Footnotes
F1
XOMA transaction

Common Stock

Sale

Transaction value
$554
Shares
-15
Change %
-0.05%
Price
$36.93
Shares after
30,094
Date
22 Sep 2025
Ownership
Direct
Footnotes
F1
XOMA transaction

Common Stock

Sale

Transaction value
$552
Shares
-15
Change %
-0.05%
Price
$36.81
Shares after
30,079
Date
22 Sep 2025
Ownership
Direct
Footnotes
F1
XOMA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,130
Date
19 Sep 2025
Ownership
By 401(k) Plan
XOMA holding

Depository Shares - 8.375% Series B Cumulative Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,000
Date
19 Sep 2025
Ownership
Direct
XOMA holding

8.625% Series A Cumulative Perpetual Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,000
Date
19 Sep 2025
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

XOMA transaction Derivative

Performance Stock Units

Options Exercise

Transaction value
$0
Shares
-11,846
Change %
-21%
Price
$0.000000
Shares after
44,208
Date
19 Sep 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,846
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").

Footnote F2

Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.

SEC remarks

Exhibit 24 - Power of Attorney

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