Thomas M. Burns - 19 May 2025 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role
SVP, Finance & CFO
Signature
/s/ Thomas M. Burns
Issuer symbol
XOMA
Transactions as of
19 May 2025
Net transactions value
-$266,033
Form type
4
Filing time
21 May 2025, 19:11:09 UTC
Previous filing
02 Apr 2025
Next filing
23 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BURNS THOMAS M. SVP, Finance & CFO C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE /s/ Thomas M. Burns 21 May 2025 0001638479

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Options Exercise $0 +17,773 +116% $0.000000 33,045 19 May 2025 Direct
transaction XOMA Common Stock Sale $266,033 -10,482 -32% $25.38 22,563 20 May 2025 Direct F1, F2
holding XOMA Common Stock 6,130 19 May 2025 By 401(k) Plan
holding XOMA Depository Shares - 8.375% Series B Cumulative Stock 2,000 19 May 2025 Direct
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 2,000 19 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Performance Stock Units Options Exercise $0 -17,773 -24% $0.000000 56,054 19 May 2025 Common Stock 17,773 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
F2 The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $25.26 to $25.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.