Randal J. Kirk - 17 Sep 2025 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Reporting relationship
Director, 10%+ Owner
Issuer ticker
PGEN
Reported as of
17 Sep 2025
Net transaction value
-$18,653,532
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Sep 2025, 20:46:14 UTC
Prior SEC filing
17 Mar 2025
Next SEC filing
30 Sep 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Randal J. Kirk

Key filing fact

Randal J. Kirk filed Form 4 for PRECIGEN, INC. (PGEN) on 19 Sep 2025.

Key facts

  • This page summarizes Randal J. Kirk's Form 4 filing for PRECIGEN, INC. (PGEN).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 19 Sep 2025, 20:46.

Change

  • Previous filing in this sequence was filed on 17 Mar 2025.
  • Current net transaction value: -$18,653,532.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001091823 Primary reporting owner

KIRK RANDAL J

Relationship
Director, 10%+ Owner
Address
C/O THIRD SECURITY, LLC, 1881 GROVE AVENUE, RADFORD
Signature
/s/ Randal J. Kirk
Signature date
19 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PGEN transaction

Common Stock

Options Exercise

Transaction value
Shares
+17,385,257
Change %
+27%
Price
Shares after
82,164,767
Date
17 Sep 2025
Ownership
by R.J. Kirk DOT
Footnotes
F1, F4
PGEN transaction

Common Stock

Sale

Transaction value
$5,416,970
Shares
-1,403,360
Change %
-10%
Price
$3.86
Shares after
12,117,429
Date
18 Sep 2025
Ownership
by Kapital Joe
Footnotes
F2, F4
PGEN transaction

Common Stock

Sale

Transaction value
$13,236,563
Shares
-3,596,892
Change %
-30%
Price
$3.68
Shares after
8,520,537
Date
19 Sep 2025
Ownership
by Kapital Joe
Footnotes
F3, F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,096,686
Date
17 Sep 2025
Ownership
by Parkview 2020
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
490,401
Date
17 Sep 2025
Ownership
by JPK 2008
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,703,398
Date
17 Sep 2025
Ownership
by JPK 2009
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,654,363
Date
17 Sep 2025
Ownership
by JPK 2012
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
489,438
Date
17 Sep 2025
Ownership
by MGK 2008
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,944,437
Date
17 Sep 2025
Ownership
by MGK 2009
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,637,040
Date
17 Sep 2025
Ownership
by MGK 2011
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
578,079
Date
17 Sep 2025
Ownership
by ZSK 2008
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
351,120
Date
17 Sep 2025
Ownership
by ZSK 2009
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
453,731
Date
17 Sep 2025
Ownership
by Kellie L. Banks LTT
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,403
Date
17 Sep 2025
Ownership
by Lotus
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
16,406,828
Date
17 Sep 2025
Ownership
by Sunset 2020
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,085,471
Date
17 Sep 2025
Ownership
by Third Security
Footnotes
F4
PGEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,144,481
Date
17 Sep 2025
Ownership
by Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PGEN transaction Derivative

8.00% Series A Convertible Perpetual Preferred Stock

Options Exercise

Transaction value
Shares
-25,000
Change %
-100%
Price
Shares after
0
Date
17 Sep 2025
Ownership
by R.J. Kirk DOT
Underlying class
Common Stock
Underlying amount
17,385,257
Exercise price
$1.44
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On December 27, 2024, the issuer entered into a Securities Purchase Agreement with certain existing and new investors, including R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), pursuant to which the issuer agreed to sell its 8.00% Series A Convertible Perpetual Preferred Stock (the "Preferred Stock") in a private placement transaction. The Preferred Stock was convertible into shares of common stock of the issuer (i) at the option of the holder at anytime on or after the later of the six-month anniversary of the issue date and the date on which the issuer has, among other things, obtained shareholder approval, which shareholder approval was obtained on June 26, 2025 and (ii) at an initial conversion price of approximately $1.125 per share, which conversion price was subject to upward adjustment based on the valuation of the common stock from time to time.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.78 to $3.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.63 to $3.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Footnote F4

Randal J. Kirk controls each of R.J. Kirk DOT, Kapital Joe, LLC ("Kapital Joe"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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