Randal J. Kirk - 13 Mar 2025 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Issuer symbol
PGEN
Transactions as of
13 Mar 2025
Net transactions value
+$100,000
Form type
4
Filing time
17 Mar 2025, 18:38:16 UTC
Previous filing
30 Dec 2024
Next filing
19 Sep 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Award $100,000 +57,471 +0.09% $1.74 64,604,685 13 Mar 2025 by. R.J. Kirk DOT F1
transaction PGEN Common Stock Options Exercise $0 +174,825 +0.27% $0.000000 64,779,510 14 Mar 2025 by R.J. Kirk DOT F1, F3
holding PGEN Common Stock 1,096,686 13 Mar 2025 by Parkview 2020 F1
holding PGEN Common Stock 490,401 13 Mar 2025 by JPK 2008 F1
holding PGEN Common Stock 3,703,398 13 Mar 2025 by JPK 2009 F1
holding PGEN Common Stock 1,654,363 13 Mar 2025 by JPK 2012 F1
holding PGEN Common Stock 489,438 13 Mar 2025 by MGK 2008 F1
holding PGEN Common Stock 3,944,437 13 Mar 2025 by MGK 2009 F1
holding PGEN Common Stock 1,637,040 13 Mar 2025 by MGK 2011 F1
holding PGEN Common Stock 578,079 13 Mar 2025 by ZSK 2008 F1
holding PGEN Common Stock 351,120 13 Mar 2025 by ZSK 2009 F1
holding PGEN Common Stock 453,731 13 Mar 2025 by Kellie L. Banks LTT F1
holding PGEN Common Stock 13,520,789 13 Mar 2025 by Kapital Joe F1
holding PGEN Common Stock 1,403 13 Mar 2025 by Lotus F1
holding PGEN Common Stock 16,406,828 13 Mar 2025 by Sunset 2020 F1
holding PGEN Common Stock 6,085,471 13 Mar 2025 by Third Security F1
holding PGEN Common Stock 1,144,481 13 Mar 2025 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +143,678 $0.000000 143,678 13 Mar 2025 Common Stock 143,678 by R.J. Kirk DOT F1, F2
transaction PGEN Option to Purchase Common Stock (Right to Buy) Award $0 +167,034 $0.000000 167,034 13 Mar 2025 Common Stock 167,034 $1.74 by R.J. Kirk DOT F1
transaction PGEN Restricted Stock Units Options Exercise $0 -174,825 -100% $0.000000 0 14 Mar 2025 Common Stock 174,825 by R.J. Kirk DOT F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2 Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.
F3 Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.