John A. Hardy - 16 Sep 2025 Form 4 Insider Report for EQUUS TOTAL RETURN, INC. (EQS)

Reporting relationship: CEO, Director, 10%+ Owner
Issuer ticker: EQS
Reported as of: 16 Sep 2025
Net transaction value: +$335,542
SEC form: 4
Accepted by SEC: 17 Sep 2025, 16:09:35 UTC
Source filing: View source filing
Reporting owner signature: /s/ John A. Hardy

Key filing fact

John A. Hardy filed Form 4 for EQUUS TOTAL RETURN, INC. (EQS) on 17 Sep 2025.

Key facts

This page summarizes John A. Hardy's Form 4 filing for EQUUS TOTAL RETURN, INC. (EQS).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 17 Sep 2025, 16:09.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$335,542.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001493030 Primary reporting owner

Hardy John A.

Relationship: CEO, Director, 10%+ Owner
Address: 700 LOUISIANA ST. 41ST FLOOR, HOUSTON
Signature: /s/ John A. Hardy
Signature date: 16 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EQS transaction

Common Stock

Award

Transaction value: $335,542
Shares: +133,682
Change %: +3.6%
Price: $2.51
Shares after: 3,861,706
Date: 16 Sep 2025
Ownership: I
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentive Plan.

Footnote F2

Includes 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc.