Heng Fai Ambrose Chan - 12 Sep 2025 Form 4 Insider Report for Alset Inc. (AEI)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: AEI
Reported as of: 12 Sep 2025
Net transaction value: -$1,336,000
SEC form: 4
Accepted by SEC: 16 Sep 2025, 20:53:25 UTC
Prior SEC filing: 02 Sep 2025
Next SEC filing: 19 Sep 2025
Source filing: View source filing
Reporting owner signature: /s/ Chan Heng Fai Ambrose

Key filing fact

Heng Fai Ambrose Chan filed Form 4 for Alset Inc. (AEI) on 16 Sep 2025.

Key facts

This page summarizes Heng Fai Ambrose Chan's Form 4 filing for Alset Inc. (AEI).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 16 Sep 2025, 20:53.

Change

Previous filing in this sequence was filed on 02 Sep 2025.
Current net transaction value: -$1,336,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001261725 Primary reporting owner

Chan Heng Fai Ambrose

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: 9 TEMASEK BOULEVARD #16-4, SUNTEC TOWER TWO, SINGAPORE, SINGAPORE
Signature: /s/ Chan Heng Fai Ambrose
Signature date: 16 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AEI transaction

Common Stock

Sale

Transaction value: $1,336,000
Shares: -500,000
Change %: -1.6%
Price: $2.67
Shares after: 31,322,903
Date: 12 Sep 2025
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On September 12, 2025, Mr. Chan sold 500,000 shares of the Issuer's common stock at a weighted average sale price of $2.672 per share. This transaction was executed in multiple trades at prices ranging from $2.25 to $3.59. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

In addition to the shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 3,875,506 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 35,198,409 shares of the common stock of Alset Inc.