Gregory Garrabrants - 05 Sep 2025 Form 4 Insider Report for Axos Financial, Inc. (AX)

Reporting relationship: President and CEO, Director
Issuer ticker: AX
Reported as of: 05 Sep 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Sep 2025, 17:57:39 UTC
Prior SEC filing: 01 Jul 2025
Next SEC filing: 06 Feb 2026
Source filing: View source filing
Reporting owner signature: By: Derrick Walsh For: Gregory Garrabrants

Key filing fact

Gregory Garrabrants filed Form 4 for Axos Financial, Inc. (AX) on 08 Sep 2025.

Key facts

This page summarizes Gregory Garrabrants's Form 4 filing for Axos Financial, Inc. (AX).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 08 Sep 2025, 17:57.

Change

Previous filing in this sequence was filed on 01 Jul 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001419425 Primary reporting owner

Garrabrants Gregory

Relationship: President and CEO, Director
Address: 9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS
Signature: By: Derrick Walsh For: Gregory Garrabrants
Signature date: 08 Sep 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AX transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +193,811
Change %: +48%
Price: $0.000000
Shares after: 594,779
Date: 05 Sep 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 193,811
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Grant to the reporting person on September 5, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.

Footnote F2

Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

Footnote F3

The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.