Gregory Garrabrants - 04 Feb 2026 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
President and CEO, Director
Signature
By: Derrick Walsh For: Gregory Garrabrants
Issuer symbol
AX
Transactions as of
04 Feb 2026
Net transactions value
-$4,539,994
Form type
4
Filing time
06 Feb 2026, 17:09:46 UTC
Previous filing
08 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Garrabrants Gregory President and CEO, Director 9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS By: Derrick Walsh For: Gregory Garrabrants 06 Feb 2026 0001419425

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale $4,290,392 -43,294 -3% $99.10 1,418,751 04 Feb 2026 Direct F1, F2
transaction AX Common Stock Gift $149,742 -1,513 -0.11% $98.97 1,417,238 05 Feb 2026 Direct F3
transaction AX Common Stock Gift $99,861 -1,009 -0.07% $98.97 1,416,229 05 Feb 2026 Direct F4
holding AX Common Stock 2,890 04 Feb 2026 401(k) Plan
holding AX Common Stock 170,680 04 Feb 2026 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.
F2 These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F3 This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742.
F4 This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861.