Michael Lempres - 05 Sep 2025 Form 4 Insider Report for C1 Fund Inc. (CFND)

Reporting relationship: Director
Issuer ticker: CFND
Reported as of: 05 Sep 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Sep 2025, 20:02:11 UTC
Prior SEC filing: 06 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Michael Lempres

Key filing fact

Michael Lempres filed Form 4 for C1 Fund Inc. (CFND) on 05 Sep 2025.

Key facts

This page summarizes Michael Lempres's Form 4 filing for C1 Fund Inc. (CFND).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 05 Sep 2025, 20:02.

Change

Previous filing in this sequence was filed on 06 Aug 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001789903 Primary reporting owner

Lempres Michael

Relationship: Director
Address: C/O C1 FUND INC., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO
Signature: /s/ Michael Lempres
Signature date: 05 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CFND transaction

Common Stock

Other

Transaction value: $0
Shares: -27,637
Change %: -13%
Price: $0.000000
Shares after: 184,245
Date: 05 Sep 2025
Ownership: Via C1 Group LLC
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC.