Joshua M. Fine - 03 Sep 2025 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Reporting relationship: Chief Operating Officer
Issuer ticker: RFL
Reported as of: 03 Sep 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Sep 2025, 14:33:05 UTC
Prior SEC filing: 11 Aug 2025
Source filing: View source filing
Reporting owner signature: Joyce J Mason, by Power of Attorney

Key filing fact

Joshua M. Fine filed Form 4 for Rafael Holdings, Inc. (RFL) on 05 Sep 2025.

Key facts

This page summarizes Joshua M. Fine's Form 4 filing for Rafael Holdings, Inc. (RFL).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 05 Sep 2025, 14:33.

Change

Previous filing in this sequence was filed on 11 Aug 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001779940 Primary reporting owner

Fine Joshua M

Relationship: Chief Operating Officer
Address: C/O RAFAEL HOLDINGS, INC., 520 BROAD STREET, NEWARK
Signature: Joyce J Mason, by Power of Attorney
Signature date: 05 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RFL holding

Class B Common Stock, per value $.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,380
Date: 03 Sep 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RFL transaction Derivative

Stock Options (right to buy)

Award

Transaction value: $0
Shares: +24,558
Change %
Price: $0.000000
Shares after: 24,558
Date: 03 Sep 2025
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 24,558
Exercise price: $1.38
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These shares of Class B common stock are held jointly by the Reporting Person and his wife.

Footnote F2

The options shall vest as follows: 12,279 shares on each of September 3, 2026 and September 3, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date.