| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Fine Joshua M | Chief Operations Officer | C/O RAFAEL HOLDINGS, INC., 520 BROAD STREET, NEWARK | Joyce J Mason, by Power of Attorney | 11 Aug 2025 | 0001779940 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | RFL | Class B Common Stock, $.01 par value per share | 9,380 | 04 Aug 2025 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | RFL | Stock Option (right to buy) | 04 Aug 2025 | Class B Common Stock | 8,389 | $21.16 | Direct | F2 | ||||||
| holding | RFL | Stock Option (right to buy) | 04 Aug 2025 | Class B Common Stock | 10,997 | $9.25 | Direct | F2 | ||||||
| holding | RFL | Stock Option (right to buy) | 04 Aug 2025 | Class B Common Stock | 14,464 | $3.63 | Direct | F2 | ||||||
| holding | RFL | Stock Option (right to buy) | 04 Aug 2025 | Class B Common Stock | 39,031 | $3.63 | Direct | F2 | ||||||
| holding | RFL | Stock Option (right to buy) | 04 Aug 2025 | Class B Common Stock | 65,000 | $1.00 | Direct |
| Id | Content |
|---|---|
| F1 | Consists of 9,380 shares of Class B common stock held jointly by the Reporting Person and his wife |
| F2 | The shares, options and warrants were all received in exchange for shares, options and warrants, respectively, of Cyclo Therapeutics, Inc. ("Cyclo") common stock and upon conversion of options and warrants to purchase shares of Cyclo common stock in connection with the business combination between the Issuer and Cyclo on March 25, 2025. |