Key facts
- This page summarizes Ronald P. Erickson's Form 4 filing for KNOW LABS, INC. (KNW).
- 3 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 08 Aug 2025, 17:13.
Ronald P. Erickson - 06 Aug 2025 Form 4 Insider Report for KNOW LABS, INC. (KNW)
- Reporting relationship
- Director
- Issuer ticker
- KNW
- Reported as of
- 06 Aug 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Aug 2025, 17:13:16 UTC
- Prior SEC filing
- 04 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ronald P. Erickson
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ronald P. Erickson filed Form 4 for KNOW LABS, INC. (KNW) on 08 Aug 2025.
Change
- Previous filing in this sequence was filed on 04 Jun 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001140319
Primary reporting owner
ERICKSON RONALD P
- Relationship
- Director
- Address
- 619 WESTERN AVENUE, SUITE 610, SEATTLE
- Signature
- /s/ Ronald P. Erickson
- Signature date
- 08 Aug 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KNW
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +335,000
- Change %
- +244%
- Price
- $0.000000
- Shares after
- 472,202
- Date
- 06 Aug 2025
- Ownership
- Direct
- Footnotes
- F1, F2
KNW
transaction
Common Stock
Other
- Transaction value
- Shares
- +2,000,000
- Change %
- Price
- Shares after
- 2,000,000
- Date
- 06 Aug 2025
- Ownership
- .
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KNW
transaction
Derivative
Series H Convertible Preferred Stock
Other
- Transaction value
- Shares
- -16,916
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Aug 2025
- Ownership
- .
- Underlying class
- Common Stock
- Underlying amount
- 16,916
- Exercise price
- $0.3350
- Footnotes
- F3, F4
KNW
holding
Derivative
Warrant to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,375
- Date
- 06 Aug 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 21,375
- Exercise price
- $9.60
- Footnotes
- F5
KNW
holding
Derivative
Warrant to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,992
- Date
- 06 Aug 2025
- Ownership
- .
- Underlying class
- Common Stock
- Underlying amount
- 25,992
- Exercise price
- $9.60
- Footnotes
- F4, F5
KNW
holding
Derivative
Warrant to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,000
- Date
- 06 Aug 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 50,000
- Exercise price
- $61.20
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On August 6, 2025 (the "Grant Date"), the Reporting Person was awarded 335,000 shares of common stock of the Issuer, 50% of which is fully vested on the Grant Date and the remainder of which (the "restricted shares") will vest in 8 quarterly installments with the first two installments vesting six months after the Grant Date. The restricted shares vest in full in the event of a sale of all or substantially all of the Company's sensor related intellectual property or an involuntary termination of Mr. Erickson's employment.
Footnote F2
Includes unvested restricted shares.
Footnote F3
On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share.
Footnote F4
Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson.
Footnote F5
Price subject to adjustment.