Ronald P. Erickson - Jun 2, 2025 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
CEO, Director, Chairman
Signature
/s/ Ronald P. Erickson
Stock symbol
KNW
Transactions as of
Jun 2, 2025
Transactions value $
$20,029,660,456
Form type
4
Date filed
6/4/2025, 04:15 PM
Previous filing
May 7, 2025
Next filing
Aug 8, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ERICKSON RONALD P CEO, Director, Chairman 619 WESTERN AVENUE, SUITE 610, SEATTLE /s/ Ronald P. Erickson 2025-06-04 0001140319

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KNW Common Stock 137K Jun 2, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KNW Series H Convertible Preferred Stock Other $20B +16.9K $1,184,066.00 16.9K Jun 2, 2025 Common Stock 16.9K $0.34 . F2, F3
holding KNW Warrant to Purchase Common Stock 21.4K Jun 2, 2025 Common Stock 21.4K $9.60 Direct F1
holding KNW Warrant to Purchase Common Stock 26K Jun 2, 2025 Common Stock 26K $9.60 . F1, F2
holding KNW Warrant to Purchase Common Stock 50K Jun 2, 2025 Common Stock 50K $61.20 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price subject to adjustment.
F2 Held by J3E2A2Z Limited Partnership, an entity affiliated with Ronald P. Erickson.
F3 Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment.