Ronald P. Erickson - 02 Jun 2025 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Signature
/s/ Ronald P. Erickson
Issuer symbol
KNW
Transactions as of
02 Jun 2025
Net transactions value
+$20,029,660,456
Form type
4
Filing time
04 Jun 2025, 16:15:21 UTC
Previous filing
07 May 2025
Next filing
08 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ERICKSON RONALD P CEO, Director, Chairman 619 WESTERN AVENUE, SUITE 610, SEATTLE /s/ Ronald P. Erickson 04 Jun 2025 0001140319

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KNW Common Stock 137,202 02 Jun 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KNW Series H Convertible Preferred Stock Other $20,029,660,456 +16,916 $1184066.00 16,916 02 Jun 2025 Common Stock 16,916 $0.3350 . F2, F3
holding KNW Warrant to Purchase Common Stock 21,375 02 Jun 2025 Common Stock 21,375 $9.60 Direct F1
holding KNW Warrant to Purchase Common Stock 25,992 02 Jun 2025 Common Stock 25,992 $9.60 . F1, F2
holding KNW Warrant to Purchase Common Stock 50,000 02 Jun 2025 Common Stock 50,000 $61.20 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price subject to adjustment.
F2 Held by J3E2A2Z Limited Partnership, an entity affiliated with Ronald P. Erickson.
F3 Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment.