Gerard P. Smyth - 10 Jul 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: EVP & CIO
Issuer ticker: AMP
Reported as of: 10 Jul 2025
Net transaction value: -$48,048
SEC form: 4
Accepted by SEC: 14 Jul 2025, 19:33:51 UTC
Prior SEC filing: 11 Feb 2025
Next SEC filing: 28 Jan 2026
Source filing: View source filing
Reporting owner signature: /s/ Wendy B. Mahling for Gerard P. Smyth

Key filing fact

Gerard P. Smyth filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 14 Jul 2025.

Key facts

This page summarizes Gerard P. Smyth's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Jul 2025, 19:33.

Change

Previous filing in this sequence was filed on 11 Feb 2025.
Current net transaction value: -$48,048.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001823254 Primary reporting owner

Smyth Gerard P.

Relationship: EVP & CIO
Address: 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS
Signature: /s/ Wendy B. Mahling for Gerard P. Smyth
Signature date: 14 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMP transaction

Common Stock

Options Exercise

Transaction value
Shares: +204
Change %: +2.3%
Price
Shares after: 9,224
Date: 10 Jul 2025
Ownership: Direct
Footnotes: F1

AMP transaction

Common Stock

Tax liability

Transaction value: $48,048
Shares: -89
Change %: -0.96%
Price: $542.51
Shares after: 9,135
Date: 10 Jul 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Phantom Stock

Options Exercise

Transaction value
Shares: -204
Change %: -19%
Price
Shares after: 887
Date: 10 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 204
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

Footnote F2

Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.