Gerard P. Smyth - 07 Feb 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP & CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol
AMP
Transactions as of
07 Feb 2025
Net transactions value
+$78,750
Form type
4
Filing time
11 Feb 2025, 19:19:43 UTC
Previous filing
04 Feb 2025
Next filing
14 Jul 2025

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $78,750 +146 +16% $538.60 1,085 07 Feb 2025 Common Stock 146 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.