John L. Erb - 27 Jun 2025 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Reporting relationship: CEO and President, Director, 10%+ Owner
Issuer ticker: NUWE
Reported as of: 27 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jul 2025, 20:30:33 UTC
Prior SEC filing: 11 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Phillip D. Torrence, by Power of Attorney

Key filing fact

John L. Erb filed Form 4 for Nuwellis, Inc. (NUWE) on 01 Jul 2025.

Key facts

This page summarizes John L. Erb's Form 4 filing for Nuwellis, Inc. (NUWE).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 01 Jul 2025, 20:30.

Change

Previous filing in this sequence was filed on 11 Jun 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001213867 Primary reporting owner

ERB JOHN L

Relationship: CEO and President, Director, 10%+ Owner
Address: 12988 VALLEY VIEW ROAD, EDEN PRAIRIE
Signature: /s/ Phillip D. Torrence, by Power of Attorney
Signature date: 01 Jul 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NUWE transaction Derivative

Incentive Stock Option (right to buy)

Award

Transaction value: $0
Shares: +115,329
Change %
Price: $0.000000
Shares after: 115,329
Date: 27 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 115,329
Exercise price: $0.2377
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The options will vest in 12 equal consecutive monthly increments, so all will be vested on the one-year anniversary of the date of grant.

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