Key facts
- This page summarizes John L. Erb's Form 4 filing for Nuwellis, Inc. (NUWE).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 11 Jun 2025, 20:43.
John L. Erb - 09 Jun 2025 Form 4 Insider Report for Nuwellis, Inc. (NUWE)
- Reporting relationship
- CEO and President, Director, 10%+ Owner
- Issuer ticker
- NUWE
- Reported as of
- 09 Jun 2025
- Net transaction value
- +$66,001
- SEC form
- 4
- Accepted by SEC
- 11 Jun 2025, 20:43:36 UTC
- Prior SEC filing
- 13 Dec 2023
- Next SEC filing
- 01 Jul 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Phillip D. Torrence, by Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John L. Erb filed Form 4 for Nuwellis, Inc. (NUWE) on 11 Jun 2025.
Change
- Previous filing in this sequence was filed on 13 Dec 2023.
- Current net transaction value: +$66,001.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001213867
Primary reporting owner
ERB JOHN L
- Relationship
- CEO and President, Director, 10%+ Owner
- Address
- 12988 VALLEY VIEW ROAD, EDEN PRAIRIE
- Signature
- /s/ Phillip D. Torrence, by Power of Attorney
- Signature date
- 11 Jun 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NUWE
transaction
Common Stock
Conversion of derivative security
- Transaction value
- $65,550
- Shares
- +1,092,500
- Change %
- Price
- $0.0600
- Shares after
- 1,092,500
- Date
- 09 Jun 2025
- Ownership
- Direct
NUWE
transaction
Common Stock
Conversion of derivative security
- Transaction value
- $451
- Shares
- +7,522
- Change %
- +0.69%
- Price
- $0.0600
- Shares after
- 1,100,022
- Date
- 10 Jun 2025
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NUWE
transaction
Derivative
Series F Convertible Preferred Stock
Other
- Transaction value
- Shares
- -100
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 09 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,666,667
- Exercise price
- $0.0600
- Footnotes
- F1, F2
NUWE
transaction
Derivative
Series F-1 Convertible Preferred Stock
Other
- Transaction value
- Shares
- +100
- Change %
- Price
- Shares after
- 100
- Date
- 09 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,666,667
- Exercise price
- $0.0600
- Footnotes
- F1, F2, F3
NUWE
transaction
Derivative
Series F-1 Convertible Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -66
- Change %
- -66%
- Price
- Shares after
- 34
- Date
- 09 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,100,022
- Exercise price
- $0.0600
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On June 9, 2025, the Issuer entered into a Securities Exchange Agreement with the Reporting Person, pursuant to which the Issuer agreed to issue 100 shares of its newly designated Series F-1 Convertible Preferred Stock ("F-1 Stock") in exchange for 100 shares of its outstanding Series F Convertible Preferred Stock ("F Stock"). Each share of F-1 Stock and F Stock has a stated value of $1,000.
Footnote F2
The preferred stock has no expiration date.
Footnote F3
The Reporting Person's shares of Series F-1 Convertible Preferred Stock are convertible into shares of common stock, par value $0.0001 per share, subject to a 19.99% beneficial ownership limitation.