Thomas R. Rochon - 14 May 2025 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Reporting relationship: Director
Issuer ticker: TMP
Reported as of: 14 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 May 2025, 16:16:59 UTC
Prior SEC filing: 16 Jan 2025
Source filing: View source filing
Reporting owner signature: /s/Thomas R. Rochon

Key filing fact

Thomas R. Rochon filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 15 May 2025.

Key facts

This page summarizes Thomas R. Rochon's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 15 May 2025, 16:16.

Change

Previous filing in this sequence was filed on 16 Jan 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001463129 Primary reporting owner

Rochon Thomas R.

Relationship: Director
Address: C/O TOMPKINS FINANCIAL CORPORATION, P.O. BOX 460, ITHACA
Signature: /s/Thomas R. Rochon
Signature date: 14 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 13,466
Date: 14 May 2025
Ownership: Direct

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8
Date: 14 May 2025
Ownership: NY UGMA for Son

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8
Date: 14 May 2025
Ownership: NY UGMA for Son 2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMP holding Derivative

Phantom Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,405
Date: 14 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,405
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Thomas R. Rochon is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

SEC remarks

Mr. Rochon retired from the Board and is no longer subject to reporting under Section 16.