Peter George Mullin - 12 May 2025 Form 4 Insider Report for UNIVERSAL BIOSENSORS INC

Reporting relationship: CEO & Managing Director, Director
Issuer ticker: N/A
Reported as of: 12 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 May 2025, 06:54:29 UTC
Prior SEC filing: 11 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Peter Mullin

Key filing fact

Peter George Mullin filed Form 4 for UNIVERSAL BIOSENSORS INC on 12 May 2025.

Key facts

This page summarizes Peter George Mullin's Form 4 filing for UNIVERSAL BIOSENSORS INC.
3 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 12 May 2025, 06:54.

Change

Previous filing in this sequence was filed on 11 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002055910 Primary reporting owner

Mullin Peter George

Relationship: CEO & Managing Director, Director
Address: 1 CORPORATE AVENUE, ROWVILLE, AUSTRALIA
Signature: /s/ Peter Mullin
Signature date: 12 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UBI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 444,424
Date: 12 May 2025
Ownership: Direct

UBI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 577,000
Date: 12 May 2025
Ownership: Mullin Family Trust
Footnotes: F1

UBI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,519,261
Date: 12 May 2025
Ownership: Mullin Family Superannuation Fund
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UBI transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +5,000,000
Change %
Price: $0.000000
Shares after: 5,000,000
Date: 12 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000,000
Exercise price: $0.1000
Footnotes: F3, F6

UBI transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +5,000,000
Change %
Price: $0.000000
Shares after: 5,000,000
Date: 12 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000,000
Exercise price: $0.1600
Footnotes: F4, F6

UBI transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +5,000,000
Change %
Price: $0.000000
Shares after: 5,000,000
Date: 12 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000,000
Exercise price: $0.3000
Footnotes: F5, F6

UBI holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 99,424
Date: 12 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 99,424
Exercise price: $0.2000
Footnotes: F6

UBI holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100,000
Date: 12 May 2025
Ownership: Mullin Family Trust
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $0.2000
Footnotes: F1, F6

UBI holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 275,003
Date: 12 May 2025
Ownership: Mullin Family Superannuation Fund
Underlying class: Common Stock
Underlying amount: 275,003
Exercise price: $0.2000
Footnotes: F2, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents securities held by the Mullin Family Trust. The Reporting Person is the trustee of the Mullin Family Trust, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F2

Represents securities held by the Mullin Family Superannuation Fund for the benefit of the Reporting Person. The Reporting Person is the co-trustee of the Mullin Family Superannuation Fund, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote F3

These options vest on May 12, 2026 and expires on May 12, 2028.

Footnote F4

These options vest on May 12, 2027 and expires on May 12, 2029.

Footnote F5

These options vest on May 12, 2028 and expires on May 12, 2030.

Footnote F6

Stated in Australian dollars