Peter George Mullin - 31 Dec 2024 Form 3 Insider Report for UNIVERSAL BIOSENSORS INC

Role
Chief Financial Officer, Director
Signature
/s/ Salesh Balak, Attorney in Fact
Issuer symbol
N/A
Transactions as of
31 Dec 2024
Net transactions value
$0
Form type
3
Filing time
11 Feb 2025, 19:04:33 UTC
Next filing
12 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UBI Common Stock 444,424 31 Dec 2024 Direct
holding UBI Common Stock 577,000 31 Dec 2024 Mullin Family Trust F1
holding UBI Common Stock 1,519,261 31 Dec 2024 Mullin Family Superannuation Fund F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UBI Stock Option (Right to Buy) 31 Dec 2024 Common stock 99,424 $0.2000 Direct F3
holding UBI Stock Option (Right to Buy) 31 Dec 2024 Common stock 100,000 $0.2000 Mullin Family Trust F1, F3
holding UBI Stock Option (Right to Buy) 31 Dec 2024 Common stock 275,003 $0.2000 Mullin Family Superannuation Fund F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by the Mullin Family Trust. The Reporting Person is the trustee of the Mullin Family Trust, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 Represents securities held by the Mullin Family Superannuation Fund for the benefit of the Reporting Person. The Reporting Person is the co-trustee of the Mullin Family Superannuation Fund, and members of the Reporting Person's immediate family are the sole beneficiaries. The Reporting Person disclaims beneficial ownership of these securities, except the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3 Stated in Australian dollars.