Key facts
- This page summarizes Allan Marshall's Form 4 filing for UPEXI, INC. (UPXI).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 25 Apr 2025, 16:01.
Allan Marshall - 12 Mar 2025 Form 4 Insider Report for UPEXI, INC. (UPXI)
- Reporting relationship
- Chief Executive Officer, Director, 10%+ Owner
- Issuer ticker
- UPXI
- Reported as of
- 12 Mar 2025
- Net transaction value
- +$1,825,001
- SEC form
- 4
- Accepted by SEC
- 25 Apr 2025, 16:01:36 UTC
- Prior SEC filing
- 18 Mar 2024
- Next SEC filing
- 24 Jul 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Allan Marshall
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Allan Marshall filed Form 4 for UPEXI, INC. (UPXI) on 25 Apr 2025.
Change
- Previous filing in this sequence was filed on 18 Mar 2024.
- Current net transaction value: +$1,825,001.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UPXI
transaction
Common Stock
Purchase
- Transaction value
- $1,500,001
- Shares
- +657,895
- Change %
- +434%
- Price
- $2.28
- Shares after
- 809,318
- Date
- 17 Apr 2025
- Ownership
- Direct
- Footnotes
- F1
UPXI
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +75,000
- Change %
- +9.3%
- Price
- $0.000000
- Shares after
- 884,318
- Date
- 17 Apr 2025
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UPXI
transaction
Derivative
Convertible Preferred Stock
Purchase
- Transaction value
- $325,000
- Shares
- +125,000
- Change %
- Price
- $2.60
- Shares after
- 125,000
- Date
- 12 Mar 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 125,000
- Exercise price
- $2.60
- Footnotes
- F3, F4
UPXI
transaction
Derivative
Warrants to purchase Common Stock
Award
- Transaction value
- $0
- Shares
- +500,000
- Change %
- Price
- $0.000000
- Shares after
- 500,000
- Date
- 17 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 500,000
- Exercise price
- $2.28
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions under Rule 144 of the Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.
Footnote F2
This award of the Shares is being made pursuant to the Issuer's Restricted Stock Award Agreement, subject to the following vesting schedule: 100% of the Shares vest on October 14, 2025. A portion of all of this award may be forfeited in the event of termination of employment.
Footnote F3
These Shares are convertible to Common Stock immediately.
Footnote F4
The Preferred Stock is perpetual and therefore has no expiration date.
Footnote F5
The warrants were awarded to the Reporting Person as compensation pursuant to his employment agreement. The warrants and the underlying shares are restricted securities subject to Rule 144 of the Securities Act. The warrants are exercisable immediately until their expiration date.