Thomas J. Baltimore Jr. - 15 Mar 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Reporting relationship: Director
Issuer ticker: PRU
Reported as of: 15 Mar 2023
Net transaction value: +$30,540
SEC form: 4
Accepted by SEC: 17 Mar 2023, 10:46:54 UTC
Prior SEC filing: 27 Feb 2023
Next SEC filing: 04 Apr 2023
Source filing: View source filing
Reporting owner signature: /s/ Richard J. Baker, attorney-in-fact

Key filing fact

Thomas J. Baltimore Jr. filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 17 Mar 2023.

Key facts

This page summarizes Thomas J. Baltimore Jr.'s Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 17 Mar 2023, 10:46.

Change

Previous filing in this sequence was filed on 27 Feb 2023.
Current net transaction value: +$30,540.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PRU transaction Derivative

Notional Shares - Optional

Award

Transaction value: $30,540
Shares: +365
Change %: +0.58%
Price: $83.67
Shares after: 62,973
Date: 15 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 365
Exercise price: $0.000000
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Thomas J. Baltimore Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

Footnote F2

Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.