Armin Boehm - 01 Apr 2025 Form 4 Insider Report for ESCALADE INC (ESCA)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
03 Apr 2025, 17:15:47 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Armin Boehm

Key filing fact

Armin Boehm filed Form 4 for ESCALADE INC (ESCA) on 03 Apr 2025.

Key facts

  • This page summarizes Armin Boehm's Form 4 filing for ESCALADE INC (ESCA).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Apr 2025, 17:15.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ESCA transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+35,000
Change %
Price
$0.000000
Shares after
35,000
Date
01 Apr 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ESCA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
+32,830
Change %
Price
$0.000000
Shares after
32,830
Date
01 Apr 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
32,830
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On April 1, 2025, the reporting person was granted 35,000 restricted shares of Escalade, Incorporated ("Escalade") common stock upon his commencement of employment with Escalade as its CEO and President. The restricted shares were granted under the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Subject to the reporting person's continued employment with Escalade, the restrictions will lapse 100% on April 1, 2030.

Footnote F2

Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

Footnote F3

On April 1, 2025, the reporting person was granted 32,830 RSUs under the Plan upon his commencement of employment with Escalade as its CEO and President. The RSUs will vest upon in one third increments on each of April 1, 2026, April 1, 2027, and April 1, 2028, provided that the reporting person continues to be employed by Escalade as of those dates..

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