Joseph Simon - 27 Mar 2025 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Former Chief Financial Officer
Issuer ticker: MC
Reported as of: 27 Mar 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 31 Mar 2025, 21:28:29 UTC
Prior SEC filing: 21 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon

Key filing fact

Joseph Simon filed Form 4 for Moelis & Co (MC) on 31 Mar 2025.

Key facts

This page summarizes Joseph Simon's Form 4 filing for Moelis & Co (MC).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 31 Mar 2025, 21:28.

Change

Previous filing in this sequence was filed on 21 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

2020 Incentive RSUs

Award

Transaction value: $0
Shares: +47
Change %: +1.1%
Price: $0.000000
Shares after: 4,405
Date: 27 Mar 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 47
Exercise price: $0.000000
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Joseph Simon is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

Footnote F2

Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.