JOSEPH SIMON - 19 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Issuer symbol
MC
Transactions as of
19 Feb 2025
Net transactions value
-$426,192
Form type
4
Filing time
21 Feb 2025, 19:20:30 UTC
Previous filing
20 Feb 2025
Next filing
31 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A common Stock Options Exercise +11,824 +71% 28,591 19 Feb 2025 Direct F1
transaction MC Class A Common Stock Tax liability $99.9 -1 -0% $74.00 28,590 19 Feb 2025 Direct
transaction MC Class A Common Stock Sale $426,092 -5,758 -20% $74.00 22,832 19 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -7,467 -100% $0.000000 0 19 Feb 2025 Class A Common Stock 7,467 Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -4,358 -50% $0.000000 4,358 19 Feb 2025 Class A Common Stock 4,358 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Simon in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 19, 2025.