Key facts
- This page summarizes Judith Feld's Form 4 filing for Ontrak, Inc. (OTRK).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 24 May 2023, 06:08.
Judith Feld - 19 May 2023 Form 4 Insider Report for Ontrak, Inc. (OTRK)
- Reporting relationship
- Chief Medical Officer
- Issuer ticker
- OTRK
- Reported as of
- 19 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 May 2023, 06:08:35 UTC
- Prior SEC filing
- 15 May 2023
- Next SEC filing
- 16 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Judith Feld
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Judith Feld filed Form 4 for Ontrak, Inc. (OTRK) on 24 May 2023.
Change
- Previous filing in this sequence was filed on 15 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OTRK
transaction
Derivative
Option (right to buy)
Award
- Transaction value
- Shares
- +1,000
- Change %
- Price
- Shares after
- 1,000
- Date
- 19 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,000
- Exercise price
- $0.4100
- Footnotes
- F1, F2
OTRK
transaction
Derivative
Option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -1,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 19 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,000
- Exercise price
- $5.74
- Footnotes
- F1, F2
OTRK
transaction
Derivative
Option (right to buy)
Award
- Transaction value
- Shares
- +18,500
- Change %
- Price
- Shares after
- 18,500
- Date
- 19 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,500
- Exercise price
- $0.4100
- Footnotes
- F2, F3
OTRK
transaction
Derivative
Option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -18,500
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 19 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,500
- Exercise price
- $1.73
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
200 of these shares vested on December 16, 2022 and the remaining shares vest equally on the last day of each quater beginning January 1, 2023 over the following four years, such that all shares shall be vested on December 16, 2026. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.
Footnote F2
The reporting person agreed to the repricing of options originally granted to her on December 16, 2021 and April 12, 2022.
Footnote F3
4,625 of these shares vested on April 12, 2023 and the remaining shares vest equally each quarter thereafter over the following three years, such that all shares shall be vested on April 12, 2026. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.