Judith Feld - Jun 14, 2023 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role: Chief Medical Officer
Signature: /s/ Judith Feld
Stock symbol: OTRK
Transactions as of: Jun 14, 2023
Transactions value $: -$109
Form type: 4
Date filed: 6/16/2023, 04:47 PM
Previous filing: May 24, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OTRK	Common Stock	Options Exercise		+800			800	Jun 14, 2023	Direct	F1
transaction	OTRK	Common Stock	Tax liability	-$109	-222	-27.75%	$0.49	578	Jun 14, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OTRK	Restricted Stock Unit	Options Exercise	$0	-800	-40%	$0.00	1.2K	Jun 14, 2023	Ontrak, Inc. Common Stock	800		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F2	These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on June 14, 2023. No shares were sold in connection with this transaction.
F3	The reporting person was granted 2,000 restricted stock units on June 14, 2021, which vest over 5 years as follows: 40% on the second anniversary of the grant date and 20% on the third, fourth and first anniversaries of the grant date subject to the reporting person's continued employment with the issuer.