Ludwig David van - 11 Mar 2025 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Reporting relationship: President of subsidiary, Director
Issuer ticker: HGBL
Reported as of: 11 Mar 2025
Net transaction value: -$13,790
SEC form: 4
Accepted by SEC: 12 Mar 2025, 16:00:11 UTC
Prior SEC filing: 07 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ David Van Ludwig by James Sklar POA

Key filing fact

Ludwig David van filed Form 4 for Heritage Global Inc. (HGBL) on 12 Mar 2025.

Key facts

This page summarizes Ludwig David van's Form 4 filing for Heritage Global Inc. (HGBL).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 12 Mar 2025, 16:00.

Change

Previous filing in this sequence was filed on 07 Mar 2025.
Current net transaction value: -$13,790.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HGBL transaction

Common Stock

Sale

Transaction value: $13,790
Shares: -7,000
Change %: -0.77%
Price: $1.97
Shares after: 900,479
Date: 11 Mar 2025
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.