Key facts
- This page summarizes Milton Carroll's Form 4 filing for CENTERPOINT ENERGY INC (CNP).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 02 Jul 2021, 16:07.
Milton Carroll - 01 Jul 2021 Form 4 Insider Report for CENTERPOINT ENERGY INC (CNP)
- Reporting relationship
- Executive Chairman, Director
- Issuer ticker
- CNP
- Reported as of
- 01 Jul 2021
- Net transaction value
- -$252,518
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2021, 16:07:19 UTC
- Prior SEC filing
- 01 Jul 2021
- Next SEC filing
- 04 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- By Vincent A. Mercaldi, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Milton Carroll filed Form 4 for CENTERPOINT ENERGY INC (CNP) on 02 Jul 2021.
Change
- Previous filing in this sequence was filed on 01 Jul 2021.
- Current net transaction value: -$252,518.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CNP
transaction
Common Stock
Tax liability
- Transaction value
- $252,518
- Shares
- -10,211
- Change %
- -3.9%
- Price
- $24.73
- Shares after
- 249,431
- Date
- 01 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares withheld for taxes upon vesting of fully-vested restricted stock units.
Footnote F2
Total includes (i) 23,742 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 36,416 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.
Footnote F3
Additionally, includes fully-vested RSUs previously awarded under the Plan, with 25,947 of the underlying shares paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation.