MILTON CARROLL - 30 Sep 2021 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director
Signature
/s/ Bruce A. Metzinger, by Power of Attorney
Issuer symbol
HAL
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
4
Filing time
04 Oct 2021, 13:35:20 UTC
Previous filing
02 Jul 2021
Next filing
10 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HAL Common Stock 20,271 30 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAL Stock Equivalent Units Award +1,589 +3% 55,100 30 Sep 2021 Common Stock 1,589 Direct F1, F2, F3, F4
holding HAL 12/2020 Restricted Stock Units 12,425 30 Sep 2021 Common Stock 12,425 Direct F5, F6, F8
holding HAL 8/2019 Restricted Stock Units 8,512 30 Sep 2021 Common Stock 8,512 Direct F5, F7, F8
holding HAL 8/2018 Restricted Stock Units 4,590 30 Sep 2021 Common Stock 4,590 Direct F5, F7, F8
holding HAL 8/2017 Restricted Stock Units 4,715 30 Sep 2021 Common Stock 4,715 Direct F5, F7, F8
holding HAL 8/2016 Restricted Stock Units 4,685 30 Sep 2021 Common Stock 4,685 Direct F5, F7, F8
holding HAL 8/2015 Restricted Stock Units 5,092 30 Sep 2021 Common Stock 5,092 Direct F5, F7, F8
holding HAL 8/2014 Restricted Stock Units 3,021 30 Sep 2021 Common Stock 3,021 Direct F5, F7, F8
holding HAL 8/2013 Restricted Stock Units 4,224 30 Sep 2021 Common Stock 4,224 Direct F5, F7, F8
holding HAL 8/2012 Restricted Stock Units 6,251 30 Sep 2021 Common Stock 6,251 Direct F5, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3 The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4 A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 22, 2021 of $19.75 and September 29, 2021 of $22.16.
F5 Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6 The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7 The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8 Includes dividend equivalent units through September 30, 2021.