Key facts
- This page summarizes Ryan Carhart's Form 3 filing for LiveOne, Inc. (LVO).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Feb 2025, 20:00.
Ryan Carhart - 19 Feb 2025 Form 3 Insider Report for LiveOne, Inc. (LVO)
- Reporting relationship
- CFO, EVP, Controller, Treasurer & Secretary
- Issuer ticker
- LVO
- Reported as of
- 19 Feb 2025
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 27 Feb 2025, 20:00:04 UTC
- Prior SEC filing
- 27 Nov 2023
- Next SEC filing
- 21 Apr 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ryan Carhart
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ryan Carhart filed Form 3 for LiveOne, Inc. (LVO) on 27 Feb 2025.
Change
- Previous filing in this sequence was filed on 27 Nov 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LVO
holding
Common Stock, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 30,041
- Date
- 19 Feb 2025
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LVO
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 19 Feb 2025
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 100,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents unvested 100,000 Restricted Stock Units ("RSUs") out of the original 150,000 RSUs granted to the Reporting Person pursuant to his employment offer letter (the "Employment Agreement"), dated as of August 29, 2023 (the "Effective Date"), with one-third of the RSUs having vested on the first anniversary of the Effective Date, and the remaining two-thirds of the RSUs shall vest in equal amounts on the second and third anniversary, respectively, of the Effective Date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date and earlier 50% vesting upon a Change of Control (as defined in the Employment Agreement) of the Issuer. The initial tranche of 50,000 RSUs that vested were previously settled by the Issuer.
Footnote F2
Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Issuer's board of directors or its compensation committee, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock).
SEC remarks
CFO, EVP, Controller, Treasurer & Secretary