Key facts
- This page summarizes Matthew Thornton III's Form 4 filing for NUVEEN FLOATING RATE INCOME FUND (JFR).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Feb 2025, 17:35.
Matthew Thornton III - 25 Feb 2025 Form 4 Insider Report for NUVEEN FLOATING RATE INCOME FUND (JFR)
- Reporting relationship
- Trustee
- Issuer ticker
- JFR
- Reported as of
- 25 Feb 2025
- Net transaction value
- +$47,560
- SEC form
- 4
- Accepted by SEC
- 27 Feb 2025, 17:35:06 UTC
- Prior SEC filing
- 20 Feb 2025
- Next SEC filing
- 28 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- Mark L. Winget/ Signed Under POA
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Matthew Thornton III filed Form 4 for NUVEEN FLOATING RATE INCOME FUND (JFR) on 27 Feb 2025.
Change
- Previous filing in this sequence was filed on 20 Feb 2025.
- Current net transaction value: +$47,560.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
JFR
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $47,560
- Shares
- +5,800
- Change %
- +20%
- Price
- $8.20
- Shares after
- 34,800
- Date
- 25 Feb 2025
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
JFR
transaction
Derivative
Subscription right
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -29,000
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 25 Feb 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,800
- Exercise price
- $8.20
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b).
SEC remarks
thorntonpoa.txt