Key facts
- This page summarizes Joseph Simon's Form 4 filing for Moelis & Co (MC).
- 4 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Feb 2025, 19:05.
Joseph Simon - 18 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- MC
- Reported as of
- 18 Feb 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Feb 2025, 19:05:41 UTC
- Prior SEC filing
- 06 Feb 2025
- Next SEC filing
- 21 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joseph Simon filed Form 4 for Moelis & Co (MC) on 20 Feb 2025.
Change
- Previous filing in this sequence was filed on 06 Feb 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MC
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +16,767
- Change %
- Price
- Shares after
- 16,767
- Date
- 18 Feb 2025
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MC
transaction
Derivative
2021 Vested LP Units of MCGEH
Options Exercise
- Transaction value
- Shares
- -5,682
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 5,682
- Exercise price
- Footnotes
- F1, F2, F3
MC
transaction
Derivative
2021 LP Units of MCGEH
Options Exercise
- Transaction value
- Shares
- -3,361
- Change %
- -33%
- Price
- Shares after
- 6,724
- Date
- 18 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,361
- Exercise price
- Footnotes
- F1, F2, F4
MC
transaction
Derivative
2022 Vested LP Units of MCGEH
Options Exercise
- Transaction value
- Shares
- -7,724
- Change %
- -40%
- Price
- Shares after
- 11,588
- Date
- 18 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,724
- Exercise price
- Footnotes
- F1, F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3.
Footnote F2
Certain of the 2021 Vested LP Units, 2021 LP Units and 2022 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below).
Footnote F3
The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
Footnote F4
The 2021 LP Units vest over four years as follows: (a) 40% vests on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
Footnote F5
The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on or about February 23, 2025, and (b) and 20% on or about each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date.