Lachlan Grant Young - 13 Dec 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
14 Dec 2022, 14:28:36 UTC
Prior SEC filing
09 Dec 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lachlan Grant Young

Key filing fact

Lachlan Grant Young filed Form 4 for ProtoKinetix, Inc. (PKTX) on 14 Dec 2022.

Key facts

  • This page summarizes Lachlan Grant Young's Form 4 filing for ProtoKinetix, Inc. (PKTX).
  • 3 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 14 Dec 2022, 14:28.

Change

  • Previous filing in this sequence was filed on 09 Dec 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PKTX transaction

Common Stock

Other

Transaction value
$0
Shares
-1,125,600
Change %
-100%
Price
$0.000000*
Shares after
0
Date
13 Dec 2022
Ownership
See note
Footnotes
F1
PKTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,021,250
Date
13 Dec 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PKTX transaction Derivative

Warrant

Other

Transaction value
$0
Shares
-6,000,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
13 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,000,000
Exercise price
$0.2600
Footnotes
F2
PKTX transaction Derivative

Warrant

Award

Transaction value
$0
Shares
+6,000,000
Change %
Price
$0.000000
Shares after
6,000,000
Date
13 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,000,000
Exercise price
$0.0280
Footnotes
F3
PKTX holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
34,280,000
Date
13 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
34,280,000
Exercise price
$0.0280
Footnotes
F4
PKTX holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,000,000
Date
13 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,000,000
Exercise price
$0.0280
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Mr. Young no longer exercises control over shares owned by his wife.

Footnote F2

Cancellation of warrants for no value received.

Footnote F3

Warrants granted on December 13, 2022. Fully vested.

Footnote F4

Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.

Footnote F5

Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,500,000 options vested December 7, 2022; 500,000 options vest December 31, 2022.

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