Key facts
- This page summarizes Raymond E. Wirta's Form 4 filing for FT 5969.
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 10 Dec 2021, 18:55.
Raymond E. Wirta - 07 Dec 2021 Form 4 Insider Report for FT 5969
- SEC form
- 4
- Accepted by SEC
- 10 Dec 2021, 18:55:51 UTC
- Prior SEC filing
- 27 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ RAY WIRTA
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Raymond E. Wirta filed Form 4 for FT 5969 on 10 Dec 2021.
Change
- Previous filing in this sequence was filed on 27 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MDVA
holding
COMMON STOCK, CLASS C
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 54,499
- Date
- 07 Dec 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MDVA
holding
Derivative
Class M OP Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 323,973
- Date
- 07 Dec 2021
- Ownership
- Direct
- Underlying class
- Class M OP Units
- Underlying amount
- 194,384
- Exercise price
- $0.000000
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Raymond E. Wirta is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the provisions contained in the third amended and restated limited partnership agreement of Modiv OperatingPartnership, LP, a holder of Class M OP Units that have been outstanding for at least one year may be converted into shares of the issuer's Class C common stock, subject to a reduced conversion ratio if converted prior to December 31, 2023. The Class MOP Units that are held until December 31, 2023 are convertible at an initial conversion ratio of 1.66667 which may increase if certain performance milestones are achieved.
Footnote F2
There is no expiration date in connection with the Class M OP Units.
SEC remarks
3. Resigned from the Company's board of directors on December 7, 2021 and no longer required to file Form 4 or Form 5.