Ajay Kochhar - 31 Jan 2025 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Feb 2025, 19:15:22 UTC
Prior SEC filing
29 Jan 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Ajay Kochhar, /s/ Ajay Kochhar

Key filing fact

Ajay Kochhar filed Form 4 for Li-Cycle Holdings Corp. (LICYF) on 04 Feb 2025.

Key facts

  • This page summarizes Ajay Kochhar's Form 4 filing for Li-Cycle Holdings Corp. (LICYF).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Feb 2025, 19:15.

Change

  • Previous filing in this sequence was filed on 29 Jan 2025.
  • Current net transaction value: -$1,285.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LICY transaction

Common Shares

Sale

Transaction value
$1,285
Shares
-1,266
Change %
-0.78%
Price
$1.02
Shares after
161,307
Date
31 Jan 2025
Ownership
Direct
Footnotes
F1, F2
LICY holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,107,826
Date
31 Jan 2025
Ownership
See Footnote
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").

Footnote F2

Includes 139,829 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.

Footnote F3

Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer.

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