Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Feb 2025, 19:22:21 UTC
Prior SEC filing
19 Aug 2024
Next SEC filing
25 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michele Farmer, Attorney-in-fact

Key filing fact

Christopher M. Smith filed Form 4 for PACIFIC BIOSCIENCES OF CALIFORNIA, INC. (PACB) on 03 Feb 2025.

Key facts

  • This page summarizes Christopher M. Smith's Form 4 filing for PACIFIC BIOSCIENCES OF CALIFORNIA, INC. (PACB).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Feb 2025, 19:22.

Change

  • Previous filing in this sequence was filed on 19 Aug 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PACB transaction

Common Stock

Award

Transaction value
$0
Shares
+54,099
Change %
Price
$0.000000
Shares after
54,099
Date
30 Jan 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PACB transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+72,901
Change %
Price
$0.000000
Shares after
72,901
Date
30 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
72,901
Exercise price
$1.60
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Mr. Smith was elected to the Board of Directors on January 30, 2025. Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on January 30th of each of 2026, 2027, and 2028, provided such Reporting Person continues to serve as a director through the applicable vesting dates.

Footnote F2

One-third of the shares subject to the option will vest on January 30, 2026, which is the one year anniversary of Mr. Smith joining the Board, and the remainder will vest in equal monthly installments thereafter for 24 months on the same date of the month as his initial start date, provided he continues to serve as a director through each vesting date.

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