| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Common Stock | Tax liability | $0 | -33.1K | -4.88% | $0.00 | 646K | Aug 15, 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NEO | Stock Option (Right to Buy) | 694K | Aug 15, 2024 | Common Stock | 694K | $12.62 | Direct | F2 | |||||
| holding | NEO | Stock Option (Right to Buy) | 270K | Aug 15, 2024 | Common Stock | 270K | $19.65 | Direct | F3 | |||||
| holding | NEO | Restricted Stock Unit | 96.1K | Aug 15, 2024 | Common Stock | 96.1K | $0.00 | Direct | F4, F5 | |||||
| holding | NEO | Performance Stock Unit | 144K | Aug 15, 2024 | Common Stock | 144K | $0.00 | Direct | F5, F6 | |||||
| holding | NEO | Stock Option (Right to Buy) | 288K | Aug 15, 2024 | Common Stock | 288K | $16.45 | Direct | F7 | |||||
| holding | NEO | Restricted Stock Unit | 172K | Aug 15, 2024 | Common Stock | 172K | $0.00 | Direct | F5, F8 | |||||
| holding | NEO | Performance Stock Unit | 172K | Aug 15, 2024 | Common Stock | 172K | $0.00 | Direct | F5, F9 |
| Id | Content |
|---|---|
| F1 | Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the August 15, 2024 vesting of restricted stock. |
| F2 | On August 15, 2022, Mr. Smith was granted 694,444 stock options. These options vest ratably over the first four anniversary dates of the grant date. |
| F3 | On May 11, 2023, Mr. Smith was granted 269,841 stock options. These options vest ratably over the first three anniversary dates of the grant date. |
| F4 | On May 11, 2023, Mr. Smith was granted 144,190 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| F5 | Once vested, the shares of common stock are not subject to expiration. |
| F6 | On May 11, 2023, Mr. Smith was granted 144,190 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 216,285. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. |
| F7 | On February 23, 2024, Mr. Smith was granted 287,940 stock options. These options vest ratably over the first three anniversary dates of the grant date. |
| F8 | On February 23, 2024, Mr. Smith was granted 172,239 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| F9 | On February 23, 2024, Mr. Smith was granted 172,240 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 258,360. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company. |