Key facts
- This page summarizes Adrian Graham Goldfarb's Form 4 filing for DUOS TECHNOLOGIES GROUP, INC. (DUOT).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 30 Jan 2025, 17:23.
Adrian Graham Goldfarb - 31 Dec 2024 Form 4 Insider Report for DUOS TECHNOLOGIES GROUP, INC. (DUOT)
- SEC form
- 4
- Accepted by SEC
- 30 Jan 2025, 17:23:51 UTC
- Prior SEC filing
- 08 Jul 2024
- Next SEC filing
- 22 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Adrian G. Goldfarb
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Adrian Graham Goldfarb filed Form 4 for DUOS TECHNOLOGIES GROUP, INC. (DUOT) on 30 Jan 2025.
Change
- Previous filing in this sequence was filed on 08 Jul 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DUOT
transaction
Common Stock, $0.001 par value
Award
- Transaction value
- Shares
- +441,275
- Change %
- Price
- Shares after
- 441,275
- Date
- 01 Jan 2025
- Ownership
- Direct
- Footnotes
- F1
DUOT
holding
Common Stock, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,062
- Date
- 31 Dec 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DUOT
transaction
Derivative
Options to Purchase Common Stock
Other
- Transaction value
- Shares
- -18,929
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 18,929
- Exercise price
- $6.00
- Footnotes
- F2
DUOT
transaction
Derivative
Options to Purchase Common Stock
Other
- Transaction value
- Shares
- -18,929
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 18,929
- Exercise price
- $4.74
- Footnotes
- F2, F3
DUOT
transaction
Derivative
Options to Purchase Common Stock
Other
- Transaction value
- Shares
- -75,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 75,000
- Exercise price
- $6.41
- Footnotes
- F2, F4
DUOT
transaction
Derivative
Options to Purchase Common Stock
Other
- Transaction value
- Shares
- -28,417
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 28,417
- Exercise price
- $4.22
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028.
Footnote F2
The options were cancelled as of December 31, 2024.
Footnote F3
These options were granted on April 1, 2020. Options to purchase 9,465 shares of Common Stock vested and became exercisable on January 1, 2021, and options to purchase 9,464 shares of Common Stock vested and became exercisable on January 1, 2022.
Footnote F4
These options were granted on January 1, 2022 and one-third vested and became exercisable on each of January 1, 2023, 2024 and 2025.
Footnote F5
These options were granted on April 1, 2023. As of the date hereof, options to purchase 9,473 shares have vested and are exercisable. One-half of the remaining options would have vested and become exercisable on April 1, 2025 and the other half would have vested and become exercisable on April 1, 2026.