Key facts
- This page summarizes Mark S. Brody's Form 4 filing for UNITY BANCORP INC /NJ/ (UNTY).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 28 Jan 2025, 08:09.
Mark S. Brody - 27 Jan 2025 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)
- Reporting relationship
- Director
- Issuer ticker
- UNTY
- Reported as of
- 27 Jan 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Jan 2025, 08:09:49 UTC
- Prior SEC filing
- 26 Nov 2024
- Next SEC filing
- 03 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- Dr. Mark Brody, POA Amanda Roche, Finance Department Supervisor/VP
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark S. Brody filed Form 4 for UNITY BANCORP INC /NJ/ (UNTY) on 28 Jan 2025.
Change
- Previous filing in this sequence was filed on 26 Nov 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UNTY
transaction
Restricted Stock
Award
- Transaction value
- $0
- Shares
- +1,600
- Change %
- +51%
- Price
- $0.000000
- Shares after
- 4,750
- Date
- 27 Jan 2025
- Ownership
- Direct
- Footnotes
- F1, F2
UNTY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 71,802
- Date
- 27 Jan 2025
- Ownership
- Direct
- Footnotes
- F3
UNTY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 40,102
- Date
- 27 Jan 2025
- Ownership
- Financial Planning Analysts
UNTY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 247,465
- Date
- 27 Jan 2025
- Ownership
- Financial Planning Analysts Dispositive Shares
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UNTY
holding
Derivative
Stock Options (Right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 27 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- Exercise price
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
1,600 restricted shares were granted on 1/27/2025 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 400 shares on 1/27/2026, 400 shares on 1/27/2027, 400 shares on 1/27/2028, and 400 shares on 1/27/2029.
Footnote F2
4,750 shares are held in an account at Computershare, which have upcoming vesting dates.
Footnote F3
A total of 71,802 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 24,654 are held in an account at Shareworks, and 120 are held in an account at Computershare.
Footnote F4
Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
Footnote F5
20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.
SEC remarks
Total Beneficial Ownership: 384,119